Code of Ethics

Integrity

We shall observe the highest standards of honesty and integrity in conducting our financial planning business and in the provision of securities and financial planning services.

Objectivity

We shall disclose to the client any limitation on our ability to provide objective financial planning services.

Competence

We shall provide competent financial planning and securities services and will actively maintain the necessary knowledge and skill to continue to do so in those areas in which we are engaged.

Diligence

We shall act with due skill, care and diligence in the provision of financial planning and securities services.

Professionalism

We shall ensure our conduct does not create any conflict of interest with our clients.

Confidentiality

We shall not disclose any confidential information without the specific consent of the provider of that information unless compelled to by law or as required to fulfil their legal obligations.